Month: April 2020

The Stock Exchange of Hong Kong Limited (the Exchange), a wholly-owned subsidiary of Hong Kong Exchanges and Clearing Limited (HKEX), today (Wednesday) published new guidance materials for pre-revenue Biotech Companies, providing prospective issuers and the market with more clarity on the requirements for listing and required disclosures. “Two years ago we introduced pioneering new listing …

EXCHANGE UPDATES GUIDANCE MATERIALS FOR BIOTECH COMPANIESRead More »

The Securities and Futures Commission (SFC), Hong Kong Exchanges and Clearing Limited (HKEX) and the Federation of Share Registrars Limited (FSR) today jointly released consultation conclusions on a proposed operational model for implementing an uncertificated securities market (USM) in Hong Kong1. The consultation was triggered by market concerns that the operational model proposed earlier2  would …

Joint consultation conclusions on the model for an uncertificated securities marketRead More »